Under the Dutch Financial Markets Supervision Act, shareholders holding an actual or potential capital and/or voting interest of 3% or more in Universal Music Group must disclose this to the Netherlands Authority for the Financial Markets (Stichting Autoriteit Financiële Markten, the AFM). The AFM publishes these disclosures in its publicly available register, which can be found at www.afm.nl. The table below includes the total interests registered at the AFM. Shareholders are only required to update their filings if their capital and/or voting interest crosses prescribed thresholds (currently 3%, 5%, 10%, 15%, 20%, 25%, 30%, 40%, 50%, 60%, 75% and 95%).
|Shareholder||Date||Total % Registered|
|Concerto Partners LLC2,3||2021-09-21||20.00%|
1 Held via Bolloré Participations SE, Omnium Bolloré, Financière V, Sofibol; Compagnie de l’Odet, Bolloré SE and Compagnie de Cornouaille
2 Each of V. Bolloré, Vivendi S.E. and Concerto Partners LLC have provided notifications in relation to an indirect voting interest of 48.03% in the capital of Universal Music Group N.V. pursuant to the relationship agreement entered into between Vivendi SE, Compagnie de Cornouaille, Compagnie de l'Odet, Concerto Investment B.V. and Scherzo Investment B.V. For further information on the relationship agreement, please refer to the prospectus issued by Universal Music Group N.V. on September 14, 2021
3 Tencent-led Consortium held via Sherzo Investment B.V. and Concerto Investment B.V., who each hold 10%
4 Held via PS VII Master L.P.