Pursuant to the Dutch Financial Supervision Act, shareholders are required to notify the Dutch Authority for the Financial Markets (Autoriteit Financiële Markten) (the AFM) in the event that they acquire or lose the disposal of a capital interest and/or voting rights in Universal Music Group N.V. as a result of which their percentage of capital interest and/or voting rights in Universal Music Group N.V. reaches, exceeds or falls below one of the following thresholds: 3%, 5%, 10%, 15%, 20%, 25%, 30%, 40%, 50%, 60%, 75% and 95%. The AFM publishes these notifications in its publicly available Substantial Shareholdings register, which can be found at www.afm.nl. The following shareholders have so notified the AFM of their capital interest and/or voting rights in Universal Music Group N.V.:
Shareholder | Notification Date | Capital % | Voting Rights % |
---|---|---|---|
W.A. Ackman | 2024-12-31 | 7.48%1 | 7.48%1 |
Concerto Partners LLC | 2023-06-30 | 19.92%2 | 48.33%2,3 |
Vivendi SE | 2023-06-30 | 9.98% | 48.33%3 |
V. Bolloré | 2021-09-22 | 18.01%4 | 48.04%3,4 |
It is possible that the stated percentages of capital interest and/or voting rights in Universal Music Group N.V. differ from the actual percentages of capital interest and/or voting rights of shareholders as shareholders may only be required to notify the AFM in the event that their percentage of capital interest and/or voting rights in Universal Music Group N.V. reaches, exceeds or falls below one of the thresholds.
1 Held via various Pershing Square funds.
2 Held via Scherzo Investment B.V. and Concerto Investment B.V.
3 Each of Vivendi SE, Concerto Partners LLC and V. Bolloré has notified an aggregated percentage of voting rights in Universal Music Group N.V. based on a voting agreement included in the relationship agreement entered into between Vivendi SE, Compagnie de Cornouaille (which merged into Bolloré SE on July 17, 2024), Compagnie de l'Odet, Concerto Investment B.V. and Scherzo Investment B.V. For further information on the relationship agreement, please refer to the prospectus issued by Universal Music Group N.V. on September 14, 2021.
4 Held via Bolloré Participations SE, Omnium Bolloré, Financière V, Sofibol, Compagnie de l’Odet and Bolloré SE.
ABN AMRO Bank N.V., department Global Markets – Corporate Broking & Issuer Services has been appointed by Universal Music Group N.V. to act as its registrar, listing and paying agent and issuer services provider.
Contact Details:
ABN AMRO Bank N.V. Global Markets - Corporate Broking & Issuer Services (PAC: HQ7212)
P.O. Box 283 1000 EA Amsterdam The Netherlands Email: as.exchange.agency@nl.abnamro.com